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David Wilson

Kcd Financial, INC.
35 Years of Experience
Palm Springs, CA
Broker
View SEC Summary
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David Wilson is a registered investment advisor at Kcd Financial, INC., based in Palm Springs, CA, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,257 clients with $200M in assets under management.

Kcd Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,257 clients
Average Client Portfolio
$161K average
Assets Under Management
$202.1M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.

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Location

Palm Springs, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David plays bass, guitar, and sings in a local cover band, performing occasional gigs. This takes minimal time.

Employment History
Current Registrations
Kcd Financial, INC.
January 2013 - Present · 13 yrs 9 mos
Kcd Financial, INC.Broker
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
Mutual Trust Company of America SecuritiesBroker
September 2023 - January 2024 · 4 mos
MML Investors Services, LLC
March 2012 - January 2013 · 10 mos
MML Investors Services, LLCBroker
February 2012 - January 2013 · 11 mos
Ameriprise Financial Services, INC.Broker
August 2011 - October 2011 · 2 mos
Ameriprise Financial Services, INC.
August 2011 - October 2011 · 2 mos
Riversource Distributors, INC.Broker
January 2007 - April 2011 · 4 yrs 3 mos
Ameriprise Financial Services, INC.Broker
July 1996 - January 2007 · 10 yrs 6 mos
Ids Life Insurance CompanyBroker
July 1996 - December 2006 · 10 yrs 5 mos
Davis Selected Advisers, L.P.Broker
March 1995 - March 1996 · 1 yr
Everen Securities, INC.Broker
September 1990 - January 1994 · 3 yrs 4 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
December 1988 - September 1990 · 1 yr 9 mos
State Registrations27 states
ARCACODCFLIDILINLAMIMNMOMTNCNENHNMNVOHPAPRSDTXUTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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