Annette Bau
Annette Bau is a CFP-designated registered investment advisor at Estate & Retirement Strategies LLC, based in Tempe, AZ, with 23 years of industry experience. Their practice areas include Business Owners, Divorce Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 19 clients with $1.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The Annual Fee is billed at the end of each quarter or month. The quarterly fee is the sum of the monthly fees for the three previous months. The monthly fee is calculated by multiplying the asset under management balance at the end of the month by the annual fee, and then prorating the result by the number of calendar days in the month. The Investment Management Service fee for assets coming under advisement during the year is prorated for the first month. ERS may offer Clients Financial Planning Services and Investment Management Services at a negotiated combined fee lower than the fees ERS would charge for each service if provided separately. Fees for Fixed and Index Annuity Advice: Annual Fee up to 1.35%
Fee Estimator
Location
2233 W Baseline Rd, Ste 103, Tempe, AZ, 85283
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Annette is a managing member of Estate & Retirement Strategies, LLC, and sole proprietor of Annette M. Bau Insurance Agency. She also manages several LLCs owning family assets, real estate, and personal investments, and is involved with MillionaireSeries.com, an educational and marketing platform.
Employment History
Current Registrations
Estate & Retirement Strategies LLC
State Registrations1 state
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