TrueAdvisor
TrueAdvisor
GS
GS

Gregory Shemas

Raymond James Financial Services Advisors, INC
37 Years of Experience
Toledo, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Gregory Shemas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Toledo, OH, with 37 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6012 Renaissance Place, Suite A, Toledo, OH, 43623

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 2005
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory is an owner of NWQ Wealth Partners, used for tax issues, and spends minimal time on it. He also serves as a board member for St Elias Church Endowment Committee, advising them on investments, and spends minimal time on this as well.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
December 1999 - May 2009 · 9 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1996 - October 1996 · 0 mos
Citigroup Global Markets INC.Broker
July 1993 - May 2009 · 15 yrs 10 mos
Lehman Brothers INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
American Express Financial Advisors INC.Broker
March 1989 - April 1989 · 1 mo
Ids Life Insurance CompanyBroker
March 1989 - April 1989 · 1 mo
State Registrations21 states
AZCACOFLGAHIILKYLAMINCNHNJNYOHORPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Toledo, OH →All financial advisors in Ohio →