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Ronald Mortellaro

Kestra Advisory Services, LLC
36 Years of Experience
Rockford, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Ronald Mortellaro is a registered investment advisor at Kestra Advisory Services, LLC, based in Rockford, IL, with 36 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6833 Stalter Drive, Ste 200,, Rockford, IL, 61108

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald provides investment advisory services through Kestra Advisory Services, LLC and is an independent financial advisor with NFP Corporate Services (IL), spending nearly all of his time on these activities. Ronald also owns rental real estate property, dedicating minimal time to it as a landlord.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
October 2011 - Present · 15 yrs
Previous Registrations
NFP Advisor Services, LLC
October 2011 - September 2016 · 4 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1988 - July 1993 · 4 yrs 8 mos
State Registrations7 states
AZFLILMOOHUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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