DC
DC

Darin Cook

36 Years of Experience
Oak Harbor, WA
1 DisclosureBroker

Darin Cook is a registered investment advisor at LPL Financial LLC, based in Oak Harbor, WA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

886 Bayshore Dr., Unit E, Oak Harbor, WA, 98277

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1995
Award / Judgment
Other Business Activities

Darin operates under the DBAs Gladstone Wealth Partners and Cook Wealth Management for his LPL business. He also has business entities (ERDA, LLC and DAER INC) for tax/investment purposes and is involved in real estate rental through ERDA LLC, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 8 mos
LPL Financial LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Securities America, INC.Broker
November 2020 - September 2021 · 10 mos
Securities America Advisors, INC.
November 2020 - September 2021 · 10 mos
Kms Financial Services, INC.Broker
September 2015 - November 2020 · 5 yrs 2 mos
Kms Financial Services, INC
September 2015 - November 2020 · 5 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
July 2009 - September 2015 · 6 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2009 - September 2015 · 6 yrs 2 mos
Edward Jones
April 2007 - July 2009 · 2 yrs 3 mos
Edward JonesBroker
May 1989 - July 2009 · 20 yrs 2 mos
State Registrations17 states
AZCAFLKSMDMNMONDNVNYOHORTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.