DC
DC

Darin Cook

37 Years of Experience
Oak Harbor, WA
1 DisclosureBroker

Darin Cook is a registered investment advisor at LPL Financial LLC, based in Oak Harbor, WA, with 37 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

886 Bayshore Dr., Unit E, Oak Harbor, WA, 98277

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1995
Award / Judgment
Other Business Activities

Darin operates under the DBAs Gladstone Wealth Partners and Cook Wealth Management for his LPL business. He also has business entities (ERDA, LLC and DAER INC) for tax/investment purposes and is involved in real estate rental through ERDA LLC, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2021 - Present · 5 yrs 1 mo
LPL Financial LLC
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Securities America, INC.Broker
November 2020 - September 2021 · 10 mos
Securities America Advisors, INC.
November 2020 - September 2021 · 10 mos
Kms Financial Services, INC.Broker
September 2015 - November 2020 · 5 yrs 2 mos
Kms Financial Services, INC
September 2015 - November 2020 · 5 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
July 2009 - September 2015 · 6 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2009 - September 2015 · 6 yrs 2 mos
Edward Jones
April 2007 - July 2009 · 2 yrs 3 mos
Edward JonesBroker
May 1989 - July 2009 · 20 yrs 2 mos
State Registrations18 states
AZCAFLKSMDMNMONDNVNYOHORSCTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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