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Becky Lynch

Calton & Associates, INC.
36 Years of Experience
Hagerstown, MD
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Becky Lynch is a registered investment advisor at Calton & Associates, INC., based in Hagerstown, MD, with 36 years of industry experience. Becky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

119 King Street, Hagerstown, MD, 21740

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2015
Customer Dispute
February 2009
Denied
Employment Separation After Allegations
February 2006
Customer Dispute
April 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Becky owns and operates Shepherd's Hill farm, raising sheep and dogs, which takes nearly full-time. She also works as a livestock judge and sells life insurance with LTC riders, dedicating minimal time to each.

Employment History
Current Registrations
Calton & Associates, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Calton & Associates, INC.
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Cl Wealth Management LLC
August 2017 - August 2018 · 1 yr
Cabot Lodge Securities LLCBroker
June 2017 - August 2018 · 1 yr 2 mos
Wilbanks Securities Advisory
August 2015 - June 2017 · 1 yr 10 mos
Wilbanks Securities, INC.Broker
July 2015 - June 2017 · 1 yr 11 mos
Raymond James Financial Services Advisors, INC
January 2009 - June 2015 · 6 yrs 5 mos
Raymond James Financial Services
June 2008 - January 2009 · 7 mos
Raymond James Financial Services, INC.Broker
June 2008 - June 2015 · 7 yrs
Primevest Financial Services, INC.
May 2006 - June 2008 · 2 yrs 1 mo
Primevest Financial Services, INC.Broker
May 2006 - June 2008 · 2 yrs 1 mo
Ifmg Securities, INC.
May 2003 - March 2006 · 2 yrs 10 mos
Ifmg Securities, INC.Broker
February 2003 - March 2006 · 3 yrs 1 mo
Invest Financial Corporation
October 2001 - February 2003 · 1 yr 4 mos
Invest Financial CorporationBroker
October 2001 - February 2003 · 1 yr 4 mos
Bb&t Investment Services, INC.Broker
April 2000 - October 2001 · 1 yr 6 mos
Compulife Investor Services, INC.Broker
September 1998 - April 2000 · 1 yr 7 mos
Primevest Financial Services, INC.Broker
April 1997 - September 1998 · 1 yr 5 mos
Spectrum Securities CorporationBroker
November 1996 - April 1997 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1991 - November 1996 · 5 yrs 8 mos
Eq Financial Consultants, INC.Broker
March 1991 - November 1996 · 5 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
November 1988 - December 1990 · 2 yrs 1 mo
State Registrations8 states
FLGAMDOHPASCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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