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Craig Steiger

37 Years of Experience
Incline Village, NV
3 DisclosuresBroker

Craig Steiger is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Incline Village, NV, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

900 Tahoe Blvd, Pbig - Incline Village Pw, Incline Village, NV, 89451

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Closed-No Action
Customer Dispute
January 1996
Settled
Customer Dispute
May 1994
Settled
Other Business Activities

Craig is a limited partner in Diamond Belgian Partners, dedicating a few hours per week. He is also a general partner in Steiger Family L.P., spending minimal time on this role.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2001 - Present · 25 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2001 - Present · 25 yrs 6 mos
Previous Registrations
Goldman, Sachs & CO.Broker
November 1988 - November 2000 · 12 yrs
State Registrations4 states
CAMANHNV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Steiger - Financial Advisor | TrueAdvisor