JW
JW

John Watts

37 Years of Experience
Huntsville, AL
Broker

John Watts is a registered investment advisor at Raymond James & Associates, INC., based in Huntsville, AL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

601 Madison Street, Huntsville, AL, 35801

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is a managing member of 601 Madison Street LLC, owner of Millhouse Properties LLC, and involved with Airport Road Partners LLC and Whitesburg Drive Partners, all related to real estate. He dedicates minimal time to these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2017 - Present · 9 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2001 - March 2017 · 15 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
May 2001 - March 2017 · 15 yrs 10 mos
Prudential Securities IncorporatedBroker
March 1995 - May 2001 · 6 yrs 2 mos
The Robinson-Humphrey Company INC.Broker
April 1993 - March 1995 · 1 yr 11 mos
Morgan Keegan & Company, INC.Broker
December 1988 - April 1993 · 4 yrs 4 mos
State Registrations41 states
ALARAZCACOCTDCFLGAIAILINKYLAMAMDMIMNMOMSNCNDNENHNJNMNVNYOHORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Watts - Financial Advisor | TrueAdvisor