John Whalen
John Whalen is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Honolulu, HI, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
1001 Bishop Street, Suite 2650, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2024Customer Dispute
March 2022Customer Dispute
March 2009Other Business ActivitiesSells Insurance
John sells fixed insurance products through Wealth Strategies Group. He is also a co-owner of an entity that rents out branch office space.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Commonwealth Financial Network
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Vsr Advisory Services
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.