CT
ChFC
CT
ChFC
Charles Thurman is a ChFC-designated registered investment advisor, based in Brandon, FL, with 37 years of industry experience.
Location
138 North Moon Ave., Ste. A, Brandon, FL, 33510
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2000Settled
Other Business ActivitiesSells Insurance
Charles is an insurance agent since 1987, dedicating minimal time to this role. He also uses the trade name Pioneer Financial Associates, spending nearly full-time on investment-related activities, and is an owner of PFA LLC, dedicating minimal time. Finally, Charles is an advisory representative of a RIA, spending nearly full-time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Cambridge Investment Research Advisors, INC.
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Royal Alliance Associates, INC.
November 2018 - July 2022 · 3 yrs 8 mos
Royal Alliance Associates, INC.Broker
November 2018 - July 2022 · 3 yrs 8 mos
Signator Investors, INC.
May 2016 - November 2018 · 2 yrs 6 mos
Signator Investors, INC.Broker
May 2016 - November 2018 · 2 yrs 6 mos
Transamerica Financial Advisors, INC.
November 2009 - May 2016 · 6 yrs 6 mos
Transamerica Financial Advisors, INCBroker
November 2009 - May 2016 · 6 yrs 6 mos
LPL Financial Corporation
April 2002 - November 2009 · 7 yrs 7 mos
LPL Financial CorporationBroker
April 2002 - November 2009 · 7 yrs 7 mos
Intersecurities, INC.Broker
May 1994 - April 2002 · 7 yrs 11 mos
Mony Securities CORP.Broker
November 1988 - May 1994 · 5 yrs 6 mos
The Mutual Life Insurance Company of New YorkBroker
November 1988 - October 1990 · 1 yr 11 mos
State Registrations16 states
ALCADEFLGAINMAMDMENCNJNYOHVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.