AF
AF

Andrew Fries

36 Years of Experience
Jackson, MI
Broker

Andrew Fries is a registered investment advisor at Ameriprise Financial Services, LLC, based in Jackson, MI, with 36 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

301 N Jackson St, Jackson, MI, 49201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Financial Advisor at Comerica Financial Advisors since November 2023. This investment-related activity takes about a quarter of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Comerica Securities
May 2004 - November 2023 · 19 yrs 6 mos
Fimco Securities Group, INC.Broker
February 1994 - March 1994 · 1 mo
Comerica SecuritiesBroker
January 1994 - November 2023 · 29 yrs 10 mos
Transmarket Group, INC.Broker
March 1990 - January 1994 · 3 yrs 10 mos
Shelter Rock Securities CORP.Broker
December 1988 - May 1989 · 5 mos
State Registrations17 states
ALAZCACOFLGAILINMAMDMINMOHSCUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.