Theodore Elliott
Theodore Elliott is a registered investment advisor at LPL Financial LLC, based in Roseville, MN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1715 County Road B2 W, Roseville, MN, 55113
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2019Customer Dispute
January 2012Employment Separation After Allegations
March 2002Other Business Activities
Theodore works as an associate/employee at Bremer, advising clients, dedicating about a quarter of his time to this role. He also works as an associate/employee at Bremer Investment Services, spending more than half of his time meeting the needs of clients.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.Broker
Pmg Securities CorporationBroker
First Montauk Securities CORP.Broker
Financial Network Investment CorporationBroker
Fsc Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.