RP
CFP
RP
CFP

Richard Parry

37 Years of Experience
Stamford, CT
2 DisclosuresSells Insurance

Richard Parry is a CFP-designated registered investment advisor at Prime Capital Financial, based in Stamford, CT, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
254 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)

Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.

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Location

707 Summer St., 4th Floor, Stamford, CT, 06901

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History

Regulatory History (2)
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Customer Dispute
July 2013
Denied
Customer Dispute
January 2003
Denied
Other Business ActivitiesSells Insurance

Richard is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating minimal time to this. He is also involved with several non-profit organizations and is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors, LLC, spending minimal time on this.

Employment History
Current Registrations
Prime Capital Financial
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
Liberty Wealth Advisors, LLC
January 2022 - December 2022 · 11 mos
Liberty Wealth Advisors, LLC
July 2012 - December 2021 · 9 yrs 5 mos
Financial Network Investment Corporation
April 1996 - July 2012 · 16 yrs 3 mos
American Planning Group INC
September 1991 - December 2012 · 21 yrs 3 mos
Cetera Advisor Networks LLCBroker
January 1989 - December 2019 · 30 yrs 11 mos
State Registrations6 states
CTDEFLMAMIPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.