JP
JP

John Peluso

34 Years of Experience
St. Louis, MO
Broker

John Peluso is a registered investment advisor, based in St. Louis, MO, with 34 years of industry experience.

Location

St. Louis, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thurston Springer Advisors
November 2023 - Present · 2 yrs 6 mos
Thurston, Springer, Miller, Herd & Titak, INC.
November 2023 - Present · 2 yrs 6 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2022 - October 2023 · 1 yr 5 mos
Wells Fargo Advisors Financial Network, LLC
May 2022 - October 2023 · 1 yr 5 mos
Wells Fargo Clearing Services, LLC
July 2012 - October 2023 · 11 yrs 3 mos
First Clearing, LLCBroker
July 2012 - November 2016 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2005 - October 2023 · 18 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
September 2002 - July 2012 · 9 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2002 - July 2012 · 10 yrs 6 mos
First Union Securities, INC.Broker
October 1999 - January 2002 · 2 yrs 3 mos
First Union Capital Markets CORP.Broker
May 1991 - October 1999 · 8 yrs 5 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Peluso - Financial Advisor | TrueAdvisor