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Steven Keller is a registered investment advisor at Morgan Stanley, based in Monterey, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
401 Fremont Street, Suite 200, Monterey, CA, 93940
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Denied
Other Business Activities
Steven is the President of the Board for Meals on Wheels of Monterey County, a non-investment related activity. He dedicates minimal time to running board meetings and sitting on committees.
Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 7 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - October 2014 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - October 2014 · 7 yrs 3 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - July 2007 · 3 mos
Morgan Stanley & CO., Incorporated
April 2007 - July 2007 · 3 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
January 1990 - April 2007 · 17 yrs 3 mos
Hibbard Brown & CO., INC.Broker
December 1988 - February 1990 · 1 yr 2 mos
State Registrations28 states
AZCACOCTDCFLGAKSMAMDMEMINCNHNJNMNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.