Steven Romano
Steven Romano is a registered investment advisor at Strategic Financial Concepts, LLC, based in Edmond, OK, with 36 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 3,290 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees may be negotiable based on individual client circumstances. Managed accounts may be subject to an account maintenance fee of $15.00 per quarter for accounts valued lower than $75,000 depending upon the custodian.
Fee Estimator
Location
111 N Broadway, Suite D, Edmond, OK, 73034
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates several DBAs for his LPL business and is involved with Strategic Financial Concepts, LLC as a Registered Investment Advisor Hybrid. He is also an insurance agent with National Financial Alliance and NFA Insurance, dedicating about a quarter of his time to these insurance-related activities.
Employment History
Current Registrations
Strategic Financial Concepts, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
PFS Investments INC.Broker
First American National Securities, INC.Broker
State Registrations8 states
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