James Marlor
James Marlor is a registered investment advisor at MML Investors Services, LLC, based in West Hartford, CT, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
65 Lasalle Road, Suite 200 & 316, West Hartford, CT, 06107
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2015Other Business ActivitiesSells Insurance
James sells individual life insurance and fixed annuities since 1990, dedicating minimal time to this activity. He also manages a rental property and is a managing member of New England Financial Group LLC, where he sells investments and insurance products, dedicating about a quarter of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.