Allen Ray
Allen Ray is a ChFC-designated registered investment advisor at Alphastar Capital Management, based in Clemmons, NC, with 15 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 8,525 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are negotiable up to a maximum annual rate of 2.25%. Actual fees vary based on account size, services provided, and negotiations with your advisor.
Fee Estimator
Location
3554 Clemmons Rd., Ste 1, Clemmons, NC, 27012
Get directionsHistory
Regulatory History (6)
Regulatory
March 2003Investigation
July 2001Regulatory
January 2001Customer Dispute
August 1998Customer Dispute
December 1997Customer Dispute
September 1997Other Business ActivitiesSells Insurance
Allen is the Founder and President of DSR Investment Management Corp, an insurance company, dedicating about half of his time to it. He is also the Founder and Manager of Ray Financial LLC, an investment-related business, and spends about half of his time on that as well.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
Century Securities Associates, INC.Broker
J.C. Bradford & CO.Broker
Interstate/johnson Lane CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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