Charles Bracken
Charles Bracken is a registered investment advisor at Wells Fargo Advisors, based in Collegeville, PA, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
555 Second Avenue, Suite D-300, Collegeville, PA, 19426
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2016Customer Dispute
April 2016Customer Dispute
September 2015Customer Dispute
July 2001Other Business ActivitiesSells Insurance
Charles has 50% ownership in ERCB LLC and 100% ownership in CDBL LLC, both investment-related. He also works as a financial advisor for Princeton Harriman Insurance Solutions, an insurance agency, dedicating a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Financial Horizons Securities CorporationBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Landmark Brokerage Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.