Brian Schaffield
Brian Schaffield is a registered investment advisor at Summa Capital Management LLC, based in Santa Barbara, CA, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 47 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.50% |
| $200K - $500K | 1.00% |
| $500K - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.40% |
| $10M+ | 0.30% |
Fees are negotiable.
Fee Estimator
Location
1129 State Street, Suite 29, Santa Barbara, CA, 93101-6763
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a Managing Member/Owner/IAR of Summa Capital Management LLC, a Registered Investment Advisor, dedicating about half of his time. He is transitioning his advisory business to ThePARTNERS Wealth Management.
Employment History
Current Registrations
Summa Capital Management LLC
Previous Registrations
Thepartners Wealth Management
Thepartners Wealth Management
State Registrations1 state
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