John Mccarthy
John Mccarthy is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3630 Peachtree Road NE, 4th Floor, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2000Other Business Activities
John is a board member for the Fulton County Employees Retirement System, dedicating minimal time. He is also a member of the golf committee at Brookfield Country Club, spending minimal time per quarter.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
J.C. Bradford & CO.Broker
Raymond James & Associates, INC.Broker
Alex. Brown & Sons IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.