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Nolan Vosler

37 Years of Experience
Eldridge, IA
1 DisclosureBrokerSells Insurance

Nolan Vosler is a registered investment advisor at LPL Financial LLC, based in Eldridge, IA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

500 E. Leclaire Road, Eldridge, IA, 52748

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005
Settled
Other Business ActivitiesSells Insurance

Nolan is employed by First Central State Bank since 2010, running their investment program through LPL Financial, dedicating nearly all of his time to this. Since 2011, he also offers health insurance and fixed annuities, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
January 1999 - Present · 27 yrs 4 mos
LPL Financial LLC
March 1992 - Present · 34 yrs 2 mos
LPL Financial LLCBroker
March 1992 - Present · 34 yrs 2 mos
Previous Registrations
Kingland Capital CorporationBroker
December 1988 - April 1992 · 3 yrs 4 mos
State Registrations36 states
ALARAZCACODCFLGAIAILINKSKYLAMAMDMIMNMOMSNCNENMNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.