Rial Barnett
Rial Barnett is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Newport Beach, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
520 Newport Center Dr, Pbig - Fashion Island, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
December 1996Other Business Activities
Rial is an advisory board member for the Vintage Auto Racing Association, a non-profit, dedicating minimal time annually to fundraising. Rial is also an officer at Barnett Motorsports, LLC, dedicating a few hours per week to co-authoring a children's picture book and designing automotive-themed merchandise.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Hambrecht & Quist LLCBroker
Cruttenden Roth IncorporatedBroker
Dickinson & CO.Broker
J. W. Gant & Associates, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.