Louis Bernstein is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3 Edison Drive, Alpharetta, GA, 30005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Morgan Stanley
January 2023 - Present · 3 yrs 6 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
E*trade Capital Management, LLC
May 2017 - September 2023 · 6 yrs 4 mos
E*trade Capital Management, LLC
April 2012 - January 2017 · 4 yrs 9 mos
E*trade Securities LLCBroker
November 2011 - September 2023 · 11 yrs 10 mos
Invest Financial CorporationBroker
April 2007 - October 2011 · 4 yrs 6 mos
Countrywide Investment Services, INC.Broker
March 2006 - December 2006 · 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - February 2006 · 1 yr 4 mos
Quick & Reilly, INC.Broker
June 2004 - October 2004 · 4 mos
State Farm Vp Management CORP.Broker
June 2003 - June 2003 · 0 mos
Ifmg Securities, INC.Broker
November 2001 - April 2003 · 1 yr 5 mos
Westminster Securities CorporationBroker
November 1999 - February 2001 · 1 yr 3 mos
Hambrecht & Quist LLCBroker
November 1998 - September 1999 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.