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Anthony Allen Cardinal

36 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningInvestment ManagementBusiness OwnersFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
139 advisors
Number of Clients
6,585 clients
Average Client Portfolio
$17.9M average
Assets Under Management
$118.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

120 Vantis, Suite 400, Aliso Viejo, CA, 92656

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is an Investment Advisor Representative at NFP Retirement, Inc., providing retirement consulting services. He also serves as Managing Director at KNW Inc., which offers insurance and employee benefits, but this takes minimal time.

Employment History
Current Registrations
Wealthspire Retirement Advisory
December 2016 - Present · 9 yrs 2 mos
Kestra Investment Services, LLC
January 1998 - Present · 28 yrs 1 mo
Kestra Investment Services, LLCBroker
January 1998 - Present · 28 yrs 1 mo
Previous Registrations
Fortis Investors, INC.Broker
December 1994 - January 1998 · 3 yrs 1 mo
Pruco Securities CorporationBroker
December 1988 - December 1994 · 6 yrs
The Prudential Insurance Company of AmericaBroker
December 1988 - December 1993 · 5 yrs
State Registrations8 states
AZCACOILMIMNNDWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthony Allen Cardinal - Financial Advisor | TrueAdvisor