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Anthony Cardinal

Wealthspire Retirement Advisory
37 Years of Experience
Lakewood Ranch, FL
BrokerSells Insurance
View SEC Summary
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Anthony Cardinal is a registered investment advisor at Wealthspire Retirement Advisory, based in Lakewood Ranch, FL, with 37 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,532 clients with $39B in assets under management.

Wealthspire Retirement Advisory
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
147 advisors
Number of Clients
7,532 clients
Average Client Portfolio
$5.1M average
Assets Under Management
$38.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.60%

Fees range from 0.25% to 1.60% based on the nature of the services, portfolio composition, and rebalancing frequency. Rates are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Lakewood Ranch, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is an Investment Advisor Representative at NFP Retirement, Inc., providing retirement consulting services. He also serves as Managing Director at KNW Inc., which offers insurance and employee benefits, but this takes minimal time.

Employment History
Current Registrations
Wealthspire Retirement Advisory
December 2016 - Present · 9 yrs 10 mos
Kestra Investment Services, LLCBroker
January 1998 - Present · 28 yrs 9 mos
Previous Registrations
Fortis Investors, INC.Broker
December 1994 - January 1998 · 3 yrs 1 mo
Pruco Securities CorporationBroker
December 1988 - December 1994 · 6 yrs
The Prudential Insurance Company of AmericaBroker
December 1988 - December 1993 · 5 yrs
State Registrations9 states
AZCACOFLILMIMNNDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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