David George
David George is a CFP-designated registered investment advisor at Carlsbad Wealth Advisory Group, INC., based in Carlsbad, CA, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 249 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
The investment management fee schedule replaces older schedules unless your investment advisory agreement has been amended to reflect a negotiated rate. If you have contracted with us under a previous fee schedule that is lower than the schedule reflected above, we will continue to bill you at that lower rate.
Fee Estimator
Location
5927 Balfour Ct, Suite 207, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2008Customer Dispute
February 2008Customer Dispute
February 2008Customer Dispute
February 2008Other Business Activities
David owns rental property in Carlsbad, CA. He is also a board member at the Sidney Kimmel Cancer Center, dedicating minimal time to cancer research.
Employment History
Current Registrations
Carlsbad Wealth Advisory Group, INC.
Previous Registrations
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.