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Gregory Little

37 Years of Experience
Roseville, CA
Broker

Gregory Little is a registered investment advisor at Wells Fargo Advisors, based in Roseville, CA, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1504 Eureka Road, Suite 130, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is a football coach at Whitney High School, dedicating about half his time to this role. He also owns 100% of Lakeside Financial Advisors Corp, spending about a quarter of his time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Wells Fargo Advisors
January 2014 - September 2024 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2014 - September 2024 · 10 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2007 - January 2014 · 6 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
September 2007 - January 2014 · 6 yrs 4 mos
A. G. Edwards & Sons, INC.
July 1997 - September 2007 · 10 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
September 1994 - September 2007 · 13 yrs
Prudential Securities IncorporatedBroker
June 1994 - September 1994 · 3 mos
Pruco Securities CorporationBroker
January 1989 - April 1994 · 5 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
January 1989 - December 1993 · 4 yrs 11 mos
State Registrations20 states
ALAZCACOFLIDILINMAMINCNJNVOHORTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Little - Financial Advisor | TrueAdvisor