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Nancy Knapp

34 Years of Experience
Dublin, OH
Broker

Nancy Knapp is a registered investment advisor at Raymond James & Associates, INC., based in Dublin, OH, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6745 Longshore St, Suite 220, Dublin, OH, 43017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
March 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2007 - March 2018 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
September 2007 - March 2018 · 10 yrs 6 mos
Citigroup Global Markets INC.
March 2006 - July 2007 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
February 2006 - July 2007 · 1 yr 5 mos
Legg Mason Wood Walker, IncorporatedBroker
June 2000 - February 2006 · 5 yrs 8 mos
J.C. Bradford & CO.Broker
September 1998 - June 2000 · 1 yr 9 mos
Fifth Third/the Ohio CompanyBroker
June 1991 - September 1998 · 7 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Nancy Knapp - Financial Advisor | TrueAdvisor