Richard Pope
Richard Pope is a registered investment advisor at Park Avenue Securities LLC, based in Fort Myers, FL, with 35 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
14021 Metropolis Ave., Fort Myers, FL, 33912
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Regulatory History (2)
Customer Dispute
March 2018Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Richard is a book author, sells various types of insurance, and is involved with several LLCs related to real estate and financial services. He spends about 10-20% of his time on the Florida domicile LLC and minimal time on the pension group LLC.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Travelers Equities Sales, INC.Broker
Sma Equities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.