Frank Jaffe
Frank Jaffe is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Fairfield, NJ, with 37 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
350 Passaic Ave Ste 202, Fairfield, NJ, 07004-3561
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank serves as Treasurer on the Board of Directors for Jaffe since 2021, dedicating minimal time. He also engages in fiduciary activities, such as acting as an attorney-in-fact or trustee.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Access Wealth Planning, LLC
The Lincoln National Life Insurance CompanyBroker
Royal Alliance Associates, INC.Broker
New England SecuritiesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.