Frank Jaffe
Frank Jaffe is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Fairfield, NJ, with 37 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
350 Passaic Ave Ste 202, Fairfield, NJ, 07004-3561
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frank serves as Treasurer on the Board of Directors for Jaffe since 2021, dedicating minimal time. He also engages in fiduciary activities, such as acting as an attorney-in-fact or trustee.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Access Wealth Planning, LLC
The Lincoln National Life Insurance CompanyBroker
Royal Alliance Associates, INC.Broker
New England SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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