Kenneth Fincher
Kenneth Fincher is a ChFC-designated registered investment advisor at Perigon Wealth Management, LLC, based in Rancho Santa Fe, CA, with 37 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,766 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Perigon Wealth Management offers investment management services where the advisory fee includes transaction costs. The annual advisory fees range from 0.20% to 2.00%. Fees are paid quarterly in advance, based on the value of your investments at the end of the prior quarter. Fees may be negotiable. Clients may be invested into share classes of a mutual fund that have a higher expense ratio than a different share class, including but not limited to 12b-1 fees.
Location
16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA, 92067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth works full-time providing financial planning and investment management services through Wealth Advisors, Inc. He also works a few hours per week as a licensed insurance agent and as a real estate broker and owner of WRMA Realty.
Employment History
Current Registrations
Perigon Wealth Management, LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Qa3 Financial CORP.Broker
Wealth Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.