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Murray Carter

Janney Montgomery Scott LLC
37 Years of Experience
Washington, DC
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Murray Carter is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Washington, DC, with 37 years of industry experience. Murray is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1255 23rd Street NW, Suite 810, Washington, DC, 20037-1102

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Settled
Customer Dispute
August 2001
Award / Judgment
Customer Dispute
July 2001
Closed-No Action
Employment Separation After Allegations
February 1998
Customer Dispute
December 1997
Denied
Customer Dispute
August 1994
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 1998 - Present · 28 yrs 7 mos
Janney Montgomery Scott LLC
March 1995 - Present · 31 yrs 7 mos
Previous Registrations
Olde Discount CorporationBroker
March 1991 - February 1998 · 6 yrs 11 mos
Robert Thomas Securities, INCBroker
October 1989 - February 1991 · 1 yr 4 mos
F.N. Wolf & CO., INC.Broker
April 1989 - October 1989 · 6 mos
The Stuart-James Company, IncorporatedBroker
March 1989 - April 1989 · 1 mo
State Registrations40 states
AKALAZCACOCTDCDEFLGAHIILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNYOHOKORPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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