MC
CFP
MC
CFP

Murray Carter

37 Years of Experience
Myrtle Beach, SC
6 DisclosuresBroker

Murray Carter is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Myrtle Beach, SC, with 37 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

Loading...

Location

Myrtle Beach, SC

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Settled
Customer Dispute
August 2001
Award / Judgment
Customer Dispute
July 2001
Closed-No Action
Employment Separation After Allegations
February 1998
Customer Dispute
December 1997
Denied
Customer Dispute
August 1994
Award / Judgment
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 1998 - Present · 28 yrs 2 mos
Janney Montgomery Scott LLC
March 1995 - Present · 31 yrs 2 mos
Previous Registrations
Olde Discount CorporationBroker
March 1991 - February 1998 · 6 yrs 11 mos
Robert Thomas Securities, INCBroker
October 1989 - February 1991 · 1 yr 4 mos
F.N. Wolf & CO., INC.Broker
April 1989 - October 1989 · 6 mos
The Stuart-James Company, IncorporatedBroker
March 1989 - April 1989 · 1 mo
State Registrations40 states
AKALAZCACOCTDCDEFLGAHIILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNYOHOKORPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Murray Carter - Financial Advisor | TrueAdvisor