SF
SF

Shahrokh Firouzan

36 Years of Experience
Pittsburgh, PA
2 DisclosuresBroker

Shahrokh Firouzan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pittsburgh, PA, with 36 years of industry experience. Shahrokh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Pittsburgh, PA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Criminal
May 1972
Final Disposition
Other Business Activities

Shahrokh owns multiple real estate properties. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2004 - Present · 21 yrs 9 mos
Ameriprise Financial Services, LLCBroker
March 1990 - Present · 36 yrs 4 mos
Previous Registrations
American Express Service CorporationBroker
May 1992 - December 1994 · 2 yrs 7 mos
Ids Life Insurance CompanyBroker
March 1990 - July 2006 · 16 yrs 4 mos
State Registrations5 states
NYOHPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shahrokh Firouzan - Financial Advisor | TrueAdvisor