Earl Hartley
Earl Hartley is a registered investment advisor at Cetera Investment Advisers LLC, based in Tacoma, WA, with 35 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6716 East Side Dr Ne, Suite 5, Tacoma, WA, 98422
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Earl is insurance licensed since 2005 and an instructor at Master Show's Tae Kwon Do Center since 2011, dedicating about 20% of his time. He also owns Sound Reliance Inc. for accounting and liability purposes and Hartley Financial LLC to manage office expenses, dedicating minimal time to the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
United Securities Alliance, INC.
United Securities Alliance, INC.
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
The Investment Center, INC.
The Investment Center, INC.Broker
Locust Street Securities, INC.Broker
Cna Investor Services, INC.Broker
Shurgard Securities CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.