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Galen Dody

36 Years of Experience
Clinton, MO
3 DisclosuresBrokerSells Insurance

Galen Dody is a registered investment advisor at Eagle Strategies LLC, based in Clinton, MO, with 36 years of industry experience. Galen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2404 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B

Fee Structure

Eagle Strategies offers investment advice through several programs:

  • Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
  • New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
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Location

125 S Washington, Clinton, MO, 64735

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Denied
Customer Dispute
May 2006
Denied
Customer Dispute
March 2003
Settled
Other Business ActivitiesSells Insurance

Galen operates under the DBA Dody Legacy Group, LLC, selling New York Life products and brokering non-registered insurance products. He also owns rental property and farm acreage, and is involved with several organizations including Agri-Legacy, My Shared Legacy, Truman Lake Foundation, KMOS-TV, Henry County Historical Society, and AgriLegacy Tomorrow.

Employment History
Current Registrations
Eagle Strategies LLC
September 2000 - Present · 25 yrs 8 mos
Nylife Securities LLCBroker
August 1989 - Present · 36 yrs 9 mos
State Registrations26 states
ALARAZCACOFLGAIAIDILINKSLAMNMOMSNCNENMOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Galen Dody - Financial Advisor | TrueAdvisor