Brian Bartlett
Brian Bartlett is a registered investment advisor at LPL Financial LLC, based in Anna, TX, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Anna, TX
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Regulatory History (1)
Regulatory
June 2005Other Business ActivitiesSells Insurance
Brian is an insurance agent selling fixed annuities, life/health, and long-term care insurance, dedicating about 10-20% of his time. He also owns Bartlett Financial Management, providing investment advice and insurance, which takes about half of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Lincoln Financial Securities CorporationBroker
Laidlaw & Company (UK) LTD.Broker
Sands Brothers & CO., LTD.Broker
Fahnestock & CO. INC.Broker
Josephthal & CO., INC.Broker
Lew Lieberbaum & CO., INC.Broker
Northeast Securities, INC.Broker
Lew Lieberbaum & CO., INC.Broker
Chelsea Street Securities, INC.Broker
Whale Securities CO., L.P.Broker
J. W. Gant & Associates, INC.Broker
Investors Center, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.