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Brian Bartlett

LPL Financial LLC
37 Years of Experience
Anna, TX
1 DisclosureBrokerSells Insurance
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Brian Bartlett is a registered investment advisor at LPL Financial LLC, based in Anna, TX, with 37 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Anna, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2005
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is an insurance agent selling fixed annuities, life/health, and long-term care insurance, dedicating about 10-20% of his time. He also owns Bartlett Financial Management, providing investment advice and insurance, which takes about half of his time.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Next Financial Group, INC.
May 2013 - July 2025 · 12 yrs 2 mos
Next Financial Group, INC.Broker
April 2013 - July 2025 · 12 yrs 3 mos
Lincoln Financial Securities CorporationBroker
December 2008 - April 2013 · 4 yrs 4 mos
Laidlaw & Company (UK) LTD.Broker
September 2004 - December 2008 · 4 yrs 3 mos
Sands Brothers & CO., LTD.Broker
January 2002 - October 2004 · 2 yrs 9 mos
Fahnestock & CO. INC.Broker
January 2002 - February 2002 · 1 mo
Josephthal & CO., INC.Broker
September 1996 - January 2002 · 5 yrs 4 mos
Lew Lieberbaum & CO., INC.Broker
February 1995 - September 1996 · 1 yr 7 mos
Northeast Securities, INC.Broker
July 1993 - February 1995 · 1 yr 7 mos
Lew Lieberbaum & CO., INC.Broker
January 1993 - July 1993 · 6 mos
Chelsea Street Securities, INC.Broker
May 1991 - January 1993 · 1 yr 8 mos
Whale Securities CO., L.P.Broker
January 1991 - April 1991 · 3 mos
J. W. Gant & Associates, INC.Broker
March 1989 - February 1991 · 1 yr 11 mos
Investors Center, INC.Broker
January 1989 - March 1989 · 2 mos
State Registrations10 states
COCTIAMONHOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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