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Joseph Disanza

Lanark Financial, INC.
36 Years of Experience
Massapequa, NY
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Disanza is a registered investment advisor at Lanark Financial, INC., based in Massapequa, NY, with 36 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 3,576 clients with $1.8B in assets under management.

Lanark Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
3,576 clients
Average Client Portfolio
$499K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory fees generally range from 0.50% to 2.50% annually based on the investment manager selected, portfolio size, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Merrick Road, Massapequa, NY, 11758

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Settled
Customer Dispute
June 2003
Settled
Regulatory
May 1995
Final
Regulatory
May 1993
Final
Employment Separation After Allegations
September 1991
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph is an owner broker at 5 Nassau Street, selling mainly homeowner's insurance since 1988. This takes a few hours per week.

Employment History
Current Registrations
Lanark Financial, INC.
August 2015 - Present · 11 yrs 2 mos
Lanark Financial, INC.Broker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Jhs Capital Advisors, LLC
April 2010 - July 2015 · 5 yrs 3 mos
Jhs Capital Advisors, LLCBroker
March 2010 - July 2015 · 5 yrs 4 mos
Gunnallen Financial, INC
October 2009 - March 2010 · 5 mos
Gunnallen Financial, INCBroker
July 2005 - March 2010 · 4 yrs 8 mos
Kirlin Securities INC.Broker
September 1996 - August 2005 · 8 yrs 11 mos
Americorp Securities, INC.Broker
March 1995 - September 1996 · 1 yr 6 mos
Lew Lieberbaum & CO., INC.Broker
September 1994 - April 1995 · 7 mos
Reich & CO., INC.Broker
October 1991 - June 1993 · 1 yr 8 mos
Lehman Brothers INC.Broker
January 1989 - October 1991 · 2 yrs 9 mos
State Registrations15 states
ARCACTFLGAMAMEMINCNJNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Joseph Disanza - Financial Advisor | TrueAdvisor