Joseph Disanza
Joseph Disanza is a registered investment advisor at Nbc Securities, INC., based in Massapequa, NY, with 35 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
5000 Merrick Road, Massapequa, NY, 11758
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2017Customer Dispute
June 2003Regulatory
May 1995Regulatory
May 1993Employment Separation After Allegations
September 1991Other Business ActivitiesSells Insurance
Joseph is an owner broker at 5 Nassau Street, selling mainly homeowner's insurance since 1988. This takes a few hours per week.
Employment History
Current Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Previous Registrations
Jhs Capital Advisors, LLC
Jhs Capital Advisors, LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Kirlin Securities INC.Broker
Americorp Securities, INC.Broker
Lew Lieberbaum & CO., INC.Broker
Reich & CO., INC.Broker
Lehman Brothers INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.