Scott Horning is a registered investment advisor at Osaic Wealth, INC., based in Hauppauge, NY, with 36 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
190 Motor Parkway, Suite 101, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is the president of Gold Street Properties, Inc., a real estate rental property, and spends minimal time reviewing monthly management reports. He also owns Compass Rose Student Housing, LLC, which subleases apartments to students, taking about 10-20% of his time, and is a lender to Cincor Construction.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
Mfi Investments CORP.Broker
Josephthal Lyon & Ross IncorporatedBroker
A.J. Michaels & CO., LTD.Broker
First Montauk Securities CORP.Broker
Barrett Day Securities, INC.Broker
U.S. Advisors, INC.Broker
Wellshire Securities, INC.Broker
Investors Center, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.