David Vanderzwaag
David Vanderzwaag is a registered investment advisor at LPL Financial LLC, based in San Jose, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6830 Via Del Oro Ste 250, San Jose, CA, 95119
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Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
David is the owner of Vander Zwaag Financial, Inc., a DBA for his LPL business, since 2000. This takes about half of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Whjr Associates
Royal Alliance Associates, INC.Broker
Titan/value Equities Group, INC.Broker
Nylife Securities INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.