James Beaulieu
James Beaulieu is a registered investment advisor at Beaulieu & Associates, LLC, based in Somers, CT, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 55 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.00% |
| $2.0M - $5.0M | 1.70% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.40% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. There is also a service called the Personal CEO Experience, which charges a flat annual fee of $36,000.
Fee Estimator
Location
48 South Road, Unit 15, Somers, CT, 06071
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent selling fixed life, long-term care insurance, and fixed annuities. He also owns GLJ Enterprises, LLC, a real estate holding company, and is a partner in M-1 Properties, a vacation condo partnership, dedicating minimal time to each.
Employment History
Current Registrations
Beaulieu & Associates, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLC
LPL Financial LLCBroker
Fsc Securities CorporationBroker
Wall Street Investor ServicesBroker
United Pacific Financial Services, INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.