JP
JP
James Patrick is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4 Landmark Square, 2nd Floor, Stamford, CT, 06901
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2014Settled
Customer Dispute
November 2008Settled
Customer Dispute
February 2005Denied
Customer Dispute
July 2004Denied
Other Business Activities
James is an elected official for the Representative Town Meeting in Darien, CT since 1998. He spends minimal time on this activity, both during and after business hours.
Employment History
Current Registrations
Morgan Stanley
April 2011 - Present · 15 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
State Registrations28 states
AZCACOCTDCFLGAHIIDILLAMAMDMNMOMTNCNHNJNYOHPASCTNTXUTVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.