James Kishbaugh
James Kishbaugh is a registered investment advisor at Cetera Investment Advisers LLC, based in Danville, PA, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
758 Bloom Road, Danville, PA, 17821
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products, including life, disability, annuities, and long-term care, as an insurance agent. He also owns J. & J. Financial and EPH Baker Associates, dedicating about a quarter of his time to J. & J. Financial and a few hours per week to EPH Baker Associates, which is an insurance business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Wall Street Financial Group, INC.Broker
Princor Financial Services CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations18 states
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