TrueAdvisor
TrueAdvisor
MG
MG

Michael Graham

Cambridge Investment Research Advisors, INC.
29 Years of Experience
Wellington, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Michael Graham is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wellington, FL, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12300 S Shore Blvd Suite 216, Wellington, FL, 33414

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is the President of 3HL Accountants, a tax service, since April 2023, and utilizes the trade name Three Harbor Lights LLC since August 2021. Both activities are investment related and take nearly full-time hours.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2023 - Present · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Avantax Advisory Services
October 2014 - June 2023 · 8 yrs 8 mos
Avantax Investment Services, INC.Broker
August 2013 - June 2023 · 9 yrs 10 mos
Pmk Securities & Research, INC.Broker
January 2010 - November 2012 · 2 yrs 10 mos
Broad Street Securities, INC.Broker
October 2008 - July 2009 · 9 mos
Specialty Finance Group, LLCBroker
May 2002 - November 2002 · 6 mos
1st Discount Brokerage, INC.Broker
July 1997 - October 2008 · 11 yrs 3 mos
Corporate Securities Group, INC.Broker
October 1990 - March 1992 · 1 yr 5 mos
Robert Thomas Securities, INCBroker
July 1990 - October 1990 · 3 mos
State Registrations6 states
FLMDNJNVSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Wellington, FL →All financial advisors in Florida →