JL
CFP · ChFC
JL
CFP · ChFC
James Lingelbach is a CFP, ChFC-designated registered investment advisor, based in SanDiego, CA, with 37 years of industry experience.
Location
6310 Greenwich Dr., Suite 205, SanDiego, CA, 92122
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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2018Settled
Other Business Activities
The filing mentions Curo Financial and The AmeriFlex Group, but provides no details about James's involvement or time commitment. Without further information, it's impossible to summarize James's activities with these entities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
Cambridge Investment Research, INC.
June 2025 - Present · 11 mos
The Ameriflex Group
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
August 2021 - September 2023 · 2 yrs 1 mo
MML Investors Services, LLCBroker
March 2017 - August 2021 · 4 yrs 5 mos
MML Investors Services, LLC
March 2017 - August 2021 · 4 yrs 5 mos
Msi Financial Services, INC.
September 2002 - March 2017 · 14 yrs 6 mos
Msi Financial Services, INC.Broker
November 2001 - March 2017 · 15 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 2001 - July 2007 · 5 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
April 1995 - October 2001 · 6 yrs 6 mos
Allmerica Investments, INC.Broker
January 1991 - April 1995 · 4 yrs 3 mos
Equico Securities, INC.Broker
February 1989 - January 1991 · 1 yr 11 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1989 - January 1991 · 1 yr 11 mos
State Registrations26 states
AZCACOCTDCFLGAHILAMAMDMIMNMSNHNMNVNYOHORPATXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.