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William Wagner
37 Years of Experience
West Seneca, NY
2 DisclosuresBrokerSells Insurance
William Wagner is a registered investment advisor at Cetera Investment Advisers LLC, based in West Seneca, NY, with 37 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3625 Seneca St, Suite #D, West Seneca, NY, 14224
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
April 2017Customer Dispute
April 2009Settled
Other Business ActivitiesSells Insurance
William is an independent insurance agent selling disability, fixed annuities, and long-term care insurance since 1988. He spends minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Tower Square Securities, INC.Broker
February 2001 - September 2013 · 12 yrs 7 mos
Signator Investors, INC.Broker
February 1989 - January 2001 · 11 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1989 - May 1997 · 8 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.