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David Kirkham
37 Years of Experience
Ellwood City, PA
1 DisclosureBrokerSells Insurance
David Kirkham is a registered investment advisor at Cetera Investment Advisers LLC, based in Ellwood City, PA, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
114 Hemlock Way, Ellwood City, PA, 16117
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Regulatory History (1)
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Customer Dispute
May 2017Denied
Other Business ActivitiesSells Insurance
David is an insurance agent selling life insurance, annuities, and long-term care, dedicating a few hours per week. He also owns David Kirkham, LLC for tax purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2022 - June 2023 · 1 yr
Wells Fargo Clearing Services, LLC
September 2016 - July 2022 · 5 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2022 · 14 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
June 1991 - January 2008 · 16 yrs 7 mos
Ids Life Insurance CompanyBroker
April 1990 - May 1991 · 1 yr 1 mo
American Express Financial Advisors INC.Broker
April 1990 - May 1991 · 1 yr 1 mo
Keogler, Morgan & Company, INC.Broker
January 1989 - April 1990 · 1 yr 3 mos
State Registrations6 states
MDNVOHPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.