Gary Kindler
Gary Kindler is a registered investment advisor at Osaic Wealth, INC., based in Raleigh, NC, with 37 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8601 Six Forks Road, Ste 400, Raleigh, NC, 27615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is an investment advisor representative (IAR) with Capital Asset Management Corporation and a registered representative with Triad Advisors, dedicating full-time hours to each. He also engages in insurance sales through Coordinated Financial Planning, Inc. and Capital Asset Management, spending minimal time on these activities, selling life insurance and long-term care insurance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Triad Advisors, LLC
Capital Asset Management Corporation
Capital Asset Management Corporation
Triad Advisors LLCBroker
Charles Schwab & CO., INC.Broker
Waterhouse Securities, INC.Broker
J. T. Moran & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.