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Paul Hees

Ameriprise Financial Services, LLC
37 Years of Experience
Pardeeville, WI
1 DisclosureBroker
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Paul Hees is a registered investment advisor at Ameriprise Financial Services, LLC, based in Pardeeville, WI, with 37 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pardeeville, WI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul serves on the board of directors for Hees and is a board member and member at other locations. These activities are not investment-related and take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLC
July 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2018 - July 2021 · 3 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
March 2018 - July 2021 · 3 yrs 4 mos
B. C. Ziegler and CompanyBroker
July 2011 - March 2018 · 6 yrs 8 mos
B. C. Ziegler and Company
July 2011 - March 2018 · 6 yrs 8 mos
LPL Financial LLCBroker
November 2010 - July 2011 · 8 mos
LPL Financial LLC
November 2010 - July 2011 · 8 mos
Nrp Financial, INC.Broker
August 2008 - November 2010 · 2 yrs 3 mos
Nrp Advisors, INC.
August 2008 - November 2010 · 2 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - August 2008 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
May 2004 - April 2007 · 2 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2001 - July 2004 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - July 2004 · 12 yrs 9 mos
Metlife Securities INC.Broker
February 1989 - August 1991 · 2 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
February 1989 - August 1991 · 2 yrs 6 mos
State Registrations14 states
AZCACOFLGAILMONCNYTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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