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CFP

Eric Brown

Benjamin F. Edwards & Company, Incorporated
37 Years of Experience
Middletown, RI
Broker
View SEC Summary
View SEC Summary

Eric Brown is a CFP-designated registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Middletown, RI, with 37 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

272 Valley Rd, Suite 1, Middletown, RI, 02842

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
May 2024 - Present · 2 yrs 5 mos
Benjamin F. Edwards & Company, Incorporated
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Advisors
January 2008 - May 2024 · 16 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2024 · 16 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
August 2005 - January 2008 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.
August 2005 - January 2008 · 2 yrs 5 mos
Morgan Stanley
July 2005 - August 2005 · 1 mo
Morgan Stanley Dw INC.Broker
July 2000 - August 2005 · 5 yrs 1 mo
Tucker Anthony IncorporatedBroker
June 1994 - July 2000 · 6 yrs 1 mo
Lehman Brothers INC.Broker
October 1990 - June 1994 · 3 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1989 - November 1990 · 1 yr 8 mos
State Registrations24 states
ALAZCACOCTDCFLGAMAMDMEMTNCNHNJNYORPARISDTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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