Hans Sharma
Hans Sharma is a CFP-designated registered investment advisor at Innovation Partners LLC, based in Conshohocken, PA, with 36 years of industry experience. Hans operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
Conshohocken, PA
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2023Other Business ActivitiesSells Insurance
Hans is the 100% owner and president of Sharma Associates, Inc., a registered investment advisor firm, dedicating about a third of his time. He also sells fixed life insurance and is a director and founder/president of Himalayan Hope Charitable Foundation, spending about 10% of his time on insurance sales and a few hours per week on the foundation.
Employment History
Current Registrations
Innovation Partners LLCBroker
Innovation Partners LLC
Sharma Associates, INC.
Previous Registrations
Mercap Securities, LLCBroker
Kovack Securities INC.Broker
Resource Horizons Group LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Pan-American Financial AdvisersBroker
American Capital CorporationBroker
Tfs Securities, INC.Broker
PFS Investments INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.